Filing Details

Accession Number:
0001209191-15-057299
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-29 20:02:45
Reporting Period:
2015-06-25
Filing Date:
2015-06-29
Accepted Time:
2015-06-29 20:02:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425565 Real Goods Solar Inc. RGSE Construction - Special Trade Contractors (1700) 261851813
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539124 Riverside Renewable Energy Investments, Llc C/O Riverside Partners, Llc
699 Boylston Street, 8Th Floor
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-06-25 915,000 $3.29 1,306,533 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The shares of Class A Common Stock ("Common Stock") of Real Goods Solar, Inc. (the "Issuer") were issued upon the conversion of the indebtedness outstanding under certain notes held by Riverside Fund III, L.P. (the "Fund"), an affiliate of Riverside Renewable Energy Investments, LLC (the "Company"), pursuant to a Conversion Agreement, by and between the Fund and the Issuer (the "Conversion Agreement"). Such conversion was affected using a conversion ratio equal to $3.29, the closing price of one share of Common Stock on June 23, 2015, the date before entering into the Conversion Agreement. On June 25, 2015, prior to the consummation of the conversion, the Fund assigned to the Company its rights, title and interest to the Conversion Agreement, including, without limitation, the Common Stock issued pursuant to the Conversion Agreement.
  2. The number of shares reported on this Form 4 has been adjusted to reflect the Issuer's consummation on May 17, 2015 of a reverse stock split of all outstanding shares of Common Stock at a ratio of one-for-twenty whereby twenty shares of Common Stock were combined into one share of Common Stock. As a result, the 7,830,647 shares reported on the Form 3 dated January 12, 2012 were converted to 391,533 shares following the reverse stock split.