Filing Details
- Accession Number:
- 0001140361-11-005131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 19:40:23
- Reporting Period:
- 2011-01-28
- Filing Date:
- 2011-01-31
- Accepted Time:
- 2011-01-31 19:40:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059786 | Mips Technologies Inc | MIPS | Semiconductors & Related Devices (3674) | 770322161 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455207 | H Gail Shulman | Mips Technologies, Inc. 955 East Arques Avenue Sunnyvale CA 94085 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-28 | 833 | $4.55 | 833 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 833 | $13.13 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-28 | 612 | $3.89 | 612 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 612 | $13.13 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-28 | 750 | $1.28 | 750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 750 | $13.13 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-28 | 10,000 | $1.95 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 10,000 | $13.13 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-28 | 2,500 | $3.27 | 2,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 2,500 | $13.13 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-28 | 2,222 | $6.00 | 2,222 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 2,222 | $13.13 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-28 | 833 | $0.00 | 833 | $4.55 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-28 | 612 | $0.00 | 612 | $3.89 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-28 | 750 | $0.00 | 750 | $1.28 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-28 | 10,000 | $0.00 | 10,000 | $1.95 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-28 | 2,500 | $0.00 | 2,500 | $3.27 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-28 | 2,222 | $0.00 | 2,222 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,667 | 2015-04-24 | No | 4 | M | Direct | |
| 2,444 | 2015-08-15 | No | 4 | M | Direct | |
| 4,125 | 2015-11-26 | No | 4 | M | Direct | |
| 70,000 | 2016-02-26 | No | 4 | M | Direct | |
| 25,000 | 2016-08-17 | No | 4 | M | Direct | |
| 35,556 | 2017-08-16 | No | 4 | M | Direct |
Footnotes
- One-third (1/3) of the shares subject to this option shall vest twelve (12) months after the grant date and one thirty-sixth (1/36) of the shares shall vest on each monthly anniversary of the grant date thereafter.
- This option will vest over thirty-six (36) months at a rate of one thirty-sixth (1/36) per month beginning with the first monthly anniversary of the grant date.
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