Filing Details
- Accession Number:
- 0001062993-15-003582
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-25 19:11:05
- Reporting Period:
- 2015-06-23
- Filing Date:
- 2015-06-25
- Accepted Time:
- 2015-06-25 19:11:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1117171 | China Bak Battery Inc | CBAK | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 880442833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315122 | Xiangqian Li | Bak Industrial Park, Meigui Street Huayuankou Economic Zone Dalian F4 116422 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-06-23 | 5,164 | $3.54 | 3,796,393 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-24 | 32,700 | $3.37 | 3,763,693 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-25 | 2,836 | $3.32 | 3,760,857 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.60 inclusive. The reporting person undertakes to provide to China BAK Battery, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.50, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.36, inclusive.