Filing Details

Accession Number:
0001140361-11-005128
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-31 19:33:11
Reporting Period:
2011-01-28
Filing Date:
2011-01-31
Accepted Time:
2011-01-31 19:33:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059786 Mips Technologies Inc MIPS Semiconductors & Related Devices (3674) 770322161
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250024 L Arthur Swift Mips Technologies, Inc.
955 East Arques Avenue
Sunnyvale CA 94085
Vp Of Marketing And Bus Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-28 13,889 $3.07 13,889 No 4 M Direct
Common Stock Disposition 2011-01-28 13,889 $13.15 0 No 4 S Direct
Common Stock Acquisiton 2011-01-28 1,667 $3.27 1,667 No 4 M Direct
Common Stock Disposition 2011-01-28 1,667 $13.15 0 No 4 S Direct
Common Stock Acquisiton 2011-01-28 2,223 $6.00 2,223 No 4 M Direct
Common Stock Disposition 2011-01-28 2,223 $13.15 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-01-28 13,889 $0.00 13,889 $3.07
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-01-28 1,667 $0.00 1,667 $3.27
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-01-28 2,223 $0.00 2,223 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
97,222 2016-03-26 No 4 M Direct
15,833 2016-08-17 No 4 M Direct
34,444 2017-08-16 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.15 to $13.20, inclusive. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. One-third (1/3) of the shares subject to this option shall vest twelve (12) months after the grant date and one thirty-sixth (1/36) of the shares shall vest on each monthly anniversary of the grant date thereafter.
  3. This option will vest over thirty-six (36) months at a rate of one thirty-sixth (1/36) per month beginning with the first monthly anniversary of the grant date.