Filing Details
- Accession Number:
- 0001628280-15-005075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-25 18:12:12
- Reporting Period:
- 2015-06-23
- Filing Date:
- 2015-06-25
- Accepted Time:
- 2015-06-25 18:12:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383871 | Lifelock Inc. | LOCK | Services-Computer Processing & Data Preparation (7374) | 562508977 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558604 | Clarissa Cerda | 60 E. Rio Salado Pkwy, Suite 400 Tempe AZ 85281 | Chief Legal Strategist | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-06-23 | 1,920 | $17.06 | 74,358 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-06-24 | 368 | $17.03 | 73,990 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-06-24 | 5,000 | $5.20 | 78,990 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-24 | 5,000 | $17.13 | 73,990 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2015-06-24 | 5,000 | $0.00 | 5,000 | $5.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,000 | 2022-03-29 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
- Represents shares of common stock surrendered to the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock.
- The shares were sold pursuant to a 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.20, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 3,379 shares vest on the twenty-ninth day of each month, beginning on March 29, 2013, for a period of 14 months; and 3,378 shares vest on the twenty-ninth day of each month, beginning on May 29, 2014, for a period of 23 months.
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