Filing Details
- Accession Number:
- 0001628280-15-005071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-25 18:10:55
- Reporting Period:
- 2015-06-23
- Filing Date:
- 2015-06-25
- Accepted Time:
- 2015-06-25 18:10:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383871 | Lifelock Inc. | LOCK | Services-Computer Processing & Data Preparation (7374) | 562508977 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1634066 | W. Nicholas Robbins | 60 East Rio Salado Parkway, Suite 400 Tempe AZ 85281 | Interim Clo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Stock Units | Disposition | 2015-06-23 | 0 | $0.00 | 13,433 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-23 | 254 | $17.06 | 13,430 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-06-24 | 119 | $17.03 | 13,311 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-06-24 | 700 | $3.79 | 14,011 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-06-23 | 600 | $5.20 | 14,611 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-24 | 1,300 | $17.09 | 13,311 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2015-06-24 | 700 | $0.00 | 700 | $3.79 |
Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | Disposition | 2015-06-24 | 600 | $0.00 | 600 | $5.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,330 | 2021-02-10 | No | 4 | M | Direct | |
9,250 | 2022-03-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 251 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $3.79 | 2021-02-10 | 6,030 | 6,030 | Direct | |
Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $5.20 | 2022-03-29 | 9,850 | 9,850 | Direct | |
Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $11.05 | 2023-02-22 | 24,000 | 24,000 | Direct | |
Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $18.73 | 2024-03-24 | 18,047 | 18,047 | Direct | |
Common Stock | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $13.96 | 2025-03-23 | 20,052 | 20,052 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-02-10 | 6,030 | 6,030 | Direct |
2022-03-29 | 9,850 | 9,850 | Direct |
2023-02-22 | 24,000 | 24,000 | Direct |
2024-03-24 | 18,047 | 18,047 | Direct |
2025-03-23 | 20,052 | 20,052 | Direct |
Footnotes
- Since the date of the reporting person's last ownership report, shares of common stock, employee stock options, and restricted stock were transferred to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned, any securities owned by his ex-wife.
- Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
- The shares were sold pursuant to a 10b5-1 trading plan.
- The sales were effected through multiple transactions at the price of $17.09.
- 25% of the total number of shares underlying this option vested on January 17, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the 17th day of each month thereafter for a period of 36 months.
- 291 shares vested on the twenty-ninth day of each month, beginning on April 29, 2012, for a period of 35 months; 1,332 shares vest on the twenty-ninth day of each month, beginning on March 29, 2015, for a period of 12 months; and 1,331 shares vest on March 29, 2016.
- 1/48 of the total number of shares underlying this option vest on each monthly anniversary of the date of grant for a period of 48 months.