Filing Details

Accession Number:
0001628280-15-005071
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-25 18:10:55
Reporting Period:
2015-06-23
Filing Date:
2015-06-25
Accepted Time:
2015-06-25 18:10:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383871 Lifelock Inc. LOCK Services-Computer Processing & Data Preparation (7374) 562508977
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1634066 W. Nicholas Robbins 60 East Rio Salado Parkway, Suite 400
Tempe AZ 85281
Interim Clo And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Units Disposition 2015-06-23 0 $0.00 13,433 No 4 S Direct
Common Stock Disposition 2015-06-23 254 $17.06 13,430 No 4 F Direct
Common Stock Disposition 2015-06-24 119 $17.03 13,311 No 4 F Direct
Common Stock Acquisiton 2015-06-24 700 $3.79 14,011 No 4 M Direct
Common Stock Acquisiton 2015-06-23 600 $5.20 14,611 No 4 M Direct
Common Stock Disposition 2015-06-24 1,300 $17.09 13,311 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock EMPLOYEE STOCK OPTION (RIGHT TO BUY) Disposition 2015-06-24 700 $0.00 700 $3.79
Common Stock EMPLOYEE STOCK OPTION (RIGHT TO BUY) Disposition 2015-06-24 600 $0.00 600 $5.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,330 2021-02-10 No 4 M Direct
9,250 2022-03-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 251 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock EMPLOYEE STOCK OPTION (RIGHT TO BUY) $3.79 2021-02-10 6,030 6,030 Direct
Common Stock EMPLOYEE STOCK OPTION (RIGHT TO BUY) $5.20 2022-03-29 9,850 9,850 Direct
Common Stock EMPLOYEE STOCK OPTION (RIGHT TO BUY) $11.05 2023-02-22 24,000 24,000 Direct
Common Stock EMPLOYEE STOCK OPTION (RIGHT TO BUY) $18.73 2024-03-24 18,047 18,047 Direct
Common Stock EMPLOYEE STOCK OPTION (RIGHT TO BUY) $13.96 2025-03-23 20,052 20,052 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-10 6,030 6,030 Direct
2022-03-29 9,850 9,850 Direct
2023-02-22 24,000 24,000 Direct
2024-03-24 18,047 18,047 Direct
2025-03-23 20,052 20,052 Direct
Footnotes
  1. Since the date of the reporting person's last ownership report, shares of common stock, employee stock options, and restricted stock were transferred to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned, any securities owned by his ex-wife.
  2. Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
  3. The shares were sold pursuant to a 10b5-1 trading plan.
  4. The sales were effected through multiple transactions at the price of $17.09.
  5. 25% of the total number of shares underlying this option vested on January 17, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the 17th day of each month thereafter for a period of 36 months.
  6. 291 shares vested on the twenty-ninth day of each month, beginning on April 29, 2012, for a period of 35 months; 1,332 shares vest on the twenty-ninth day of each month, beginning on March 29, 2015, for a period of 12 months; and 1,331 shares vest on March 29, 2016.
  7. 1/48 of the total number of shares underlying this option vest on each monthly anniversary of the date of grant for a period of 48 months.