Filing Details
- Accession Number:
- 0001140361-11-005122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 19:29:00
- Reporting Period:
- 2011-01-28
- Filing Date:
- 2011-01-31
- Accepted Time:
- 2011-01-31 19:29:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059786 | Mips Technologies Inc | MIPS | Semiconductors & Related Devices (3674) | 770322161 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232246 | Sandeep Vij | Mips Technologies, Inc. 955 East Arques Avenue Sunnyvale CA 94085 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-28 | 25,000 | $0.00 | 49,940 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 9,170 | $12.70 | 40,770 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-01-28 | 16,666 | $4.22 | 57,436 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 16,666 | $13.27 | 40,770 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-01-28 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-28 | 16,666 | $0.00 | 16,666 | $4.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-28 | No | 4 | M | Direct | |
| 583,334 | 2017-01-28 | No | 4 | M | Direct |
Footnotes
- One-third (1/3) of the shares subject to this option shall vest twelve (12) months after the grant date and one thirty-sixth (1/36) of the shares shall vest on each monthly anniversary of the grant date thereafter.
- Includes 4,940 shares acquired under the Employee Stock Purchase Plan on October 29, 2010.
- Payment of tax liability by withholding securities incident to the vesting of a security (restricted stock unit grant on January 28, 2010) issued in accordance with Rule 16b-3.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2010.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- One-third (1/3) of the restricted stock units vest on each of the first three anniversaries of grant date.
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