Filing Details
- Accession Number:
- 0001010412-15-000088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-25 12:53:55
- Reporting Period:
- 2015-04-05
- Filing Date:
- 2015-06-25
- Accepted Time:
- 2015-06-25 12:53:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171838 | Sundance Strategies Inc. | SUND | Insurance Agents, Brokers & Service (6411) | 880515333 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573543 | F. Randall Pearson | 770 S. Palisade Dr. Orem UT 84097 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-23 | 100 | $4.50 | 100 | No | 4 | P | Indirect | IRA for spouse |
| Common Stock | Acquisiton | 2015-06-23 | 100 | $4.25 | 200 | No | 4 | P | Indirect | IRA for spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | IRA for spouse |
| No | 4 | P | Indirect | IRA for spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2015-04-05 | 62,500 | $0.77 | 62,500 | $0.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 437,500 | 2015-04-05 | 2018-03-31 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 291,432 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $0.77 | 2014-04-05 | 2018-03-31 | 375,000 | 375,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-03-31 | 375,000 | 375,000 | Direct |
Footnotes
- A total of 500,000 stock options were granted on April 5, 2013, with a five year term, expiring March 31, 2018, and all with an exercise price of $0.77 per share. Of these stock options, 375,000 have vested as of March 31, 2015, with an additional 62,500 stock options vesting on April 5, 2015, and 62,500 stock options vesting on April 5, 2016.
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