Filing Details
- Accession Number:
- 0001140361-15-025319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-24 16:33:59
- Reporting Period:
- 2015-06-22
- Filing Date:
- 2015-06-24
- Accepted Time:
- 2015-06-24 16:33:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1010086 | Siga Technologies Inc | SIGAQ | Pharmaceutical Preparations (2834) | 133864870 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1139301 | Md A Eric Rose | C/O Siga Technologies, Inc. 660 Madison Avenue, Suite 1700 New York NY 10065 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Disposition | 2015-06-22 | 4,800 | $1.46 | 493,097 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2015-06-22 | 7,400 | $1.45 | 485,697 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2015-06-22 | 12,800 | $1.41 | 472,897 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2015-06-24 | 16,667 | $0.00 | 489,564 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2015-06-24 | 16,667 | $0.00 | 506,231 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2015-06-24 | 16,666 | $0.00 | 522,897 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Restricted Stock Units | Acquisiton | 2015-06-24 | 16,667 | $0.00 | 16,667 | $0.00 |
| Common Stock, Par Value $.0001 Per Share | Restricted Stock Units | Acquisiton | 2015-06-24 | 16,667 | $0.00 | 16,667 | $0.00 |
| Common Stock, Par Value $.0001 Per Share | Restricted Stock Units | Acquisiton | 2015-06-24 | 16,666 | $0.00 | 16,666 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,333 | No | 4 | M | Direct | ||
| 100,000 | No | 4 | M | Direct | ||
| 166,668 | No | 4 | M | Direct |
Footnotes
- The Reporting Person is obligated to fund certain tax withholding obligations of SIGA Technologies, Inc. (the "Issuer") arising from the expected receipt of shares of Common Stock of the Issuer by the Reporting Person in connection with the vesting of restricted stock units and the subsequent delivery of shares of Common Stock in connection therewith. This Form 4 reports the sale by the Reporting Person of 25,000 shares of Common Stock, which shares of Common Stock were sold to raise the funds required to satisfy such withholding tax obligations.
- Represents vesting and conversion of certain RSUs granted on February 28, 2012. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.
- Represents vesting and conversion of certain RSUs granted on January 3, 2013. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.
- Represents vesting and conversion of certain RSUs granted on January 3, 2014. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.
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