Filing Details
- Accession Number:
- 0001246360-11-000508
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 18:20:16
- Reporting Period:
- 2011-01-28
- Filing Date:
- 2011-01-31
- Accepted Time:
- 2011-01-31 18:20:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405747 | Susan Schmitt | 1201 South Second Street Milwaukee WI 53204 | Sr. Vp, Hr | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-28 | 10,411 | $29.37 | 20,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 8,145 | $80.00 | 11,955 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-28 | 10,411 | $0.00 | 10,411 | $29.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,189 | 2009-12-03 | 2018-12-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,619 | Indirect | By Savings Plan |
Footnotes
- Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 12/31/2010.
- 3,145 shares were sold pursuant to a Rule 10b5-1 trading plan.
- 7,237 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
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