Filing Details
- Accession Number:
- 0001225208-15-014218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-23 17:05:29
- Reporting Period:
- 2015-06-19
- Filing Date:
- 2015-06-23
- Accepted Time:
- 2015-06-23 17:05:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BF'B | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1631257 | M Kirsten Hawley | 850 Dixie Highway Louisville KY 40210 | Svp Chief Human Resource Ofc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Acquisiton | 2015-06-19 | 2,165 | $46.40 | 2,169 | No | 4 | M | Direct | |
| Class B Common | Disposition | 2015-06-19 | 419 | $101.60 | 1,750 | No | 4 | F | Direct | |
| Class B Common | Disposition | 2015-06-19 | 757 | $101.10 | 993 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | Disposition | 2015-06-19 | 2,165 | $0.00 | 2,165 | $46.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-01 | 2021-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common | 21 | Direct | |
| Class B Common | 1,965 | Indirect | By 401k |
| Class A Common | 6 | Indirect | DRIP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | $58.70 | 2015-05-01 | 2022-04-30 | 1,960 | 1,960 | Direct |
| Class B Common | Stock Appreciation Right | $72.42 | 2016-05-01 | 2023-04-30 | 2,518 | 2,518 | Direct |
| Class B Common | Stock Appreciation Right | $91.97 | 2017-05-01 | 2024-04-30 | 2,223 | 2,223 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-04-30 | 1,960 | 1,960 | Direct |
| 2023-04-30 | 2,518 | 2,518 | Direct |
| 2024-04-30 | 2,223 | 2,223 | Direct |
Footnotes
- The closing price of BF-B ($101.60) on June 18, 2015 was used to calculate the withholding obligation.
- Number of shares acquired through issuer's 401(k) plan as of June 19, 2015.
- Number of shares acquired through the issuer's dividend reinvestment plan as of June 19, 2015.
Billionaire Hedge Funds
