Filing Details
- Accession Number:
- 0001181431-11-006065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 18:08:11
- Reporting Period:
- 2011-01-28
- Filing Date:
- 2011-01-31
- Accepted Time:
- 2011-01-31 18:08:11
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253392 | C Cindy Redding | C/O The Mosaic Company 3033 Campus Drive, Suite E490 Plymouth MN 55441 | Vp-Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-28 | 8,194 | $40.03 | 12,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-28 | 8,194 | $79.05 | 3,992 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-28 | 8,194 | $0.00 | 8,194 | $40.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-08-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,042 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $127.21 | 2018-07-31 | 2,560 | 2,560 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2011-07-31 | 1,376 | 1,376 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $52.72 | 2019-07-27 | 5,409 | 5,409 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2012-07-27 | 5,121 | 5,121 | Direct | |
| Common Shares | Stock Option (Right to Buy) | $44.93 | 2020-07-27 | 8,104 | 8,104 | Direct | |
| Common Shares | Restricted Stock Units | $0.00 | 2013-07-27 | 4,451 | 4,451 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-07-31 | 2,560 | 2,560 | Direct |
| 1,376 | 1,376 | Direct | |
| 2019-07-27 | 5,409 | 5,409 | Direct |
| 5,121 | 5,121 | Direct | |
| 2020-07-27 | 8,104 | 8,104 | Direct |
| 4,451 | 4,451 | Direct |
Footnotes
- One-for-One
- Not Applicable
- Grant Date 07/31/2008; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- Grant Date 07/27/2009; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- Grant Date 07/27/2010; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
- This Stock Option is 100% exercisable.
- Includes 0.695 shares acquire pursuant to a dividend reinvestment feature of the Mosaic Stock Fund, an investment alternative in the 401(k) Plan.
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