Filing Details
- Accession Number:
- 0000807249-15-000136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-22 16:56:11
- Reporting Period:
- 2015-06-19
- Filing Date:
- 2015-06-22
- Accepted Time:
- 2015-06-22 16:56:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060349 | Gamco Investors Inc. Et Al | GBL | Security Brokers, Dealers & Flotation Companies (6211) | 134007862 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457185 | M. Elisa Wilson | C/O Gamco Investors, Inc. One Corporate Center Rye NY 10580 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-06-19 | 10,000 | $45.77 | 10,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-06-19 | 3,300 | $69.62 | 6,700 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2015-06-22 | 500 | $69.92 | 6,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2015-06-19 | 10,000 | $0.00 | 10,000 | $45.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 14,460 | Direct |
Footnotes
- Shares were sold to satisfy the exercise price of the options.
- Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing there are 794,640 shares of Class B Stock that may be converted into Class A Stock.
- Seventy-five percent of this stock option is exercisable on 2/8/2014, the remaining twenty-five percent of this stock option is exercisable on 2/8/2015.
Billionaire Hedge Funds
