Filing Details

Accession Number:
0001527541-15-000117
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-22 16:09:01
Reporting Period:
2015-06-17
Filing Date:
2015-06-22
Accepted Time:
2015-06-22 16:09:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527541 Wheeler Real Estate Investment Trust Inc. WHLR Real Estate Investment Trusts (6798) 452681082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557239 S Jon Wheeler 2529 Virginia Beach Boulevard
Suite 200
Virginia Beach VA 23452
Ceo & Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-19 11,500 $2.27 689,119 No 4 P Direct
Common Stock Acquisiton 2015-06-22 11,300 $2.14 700,419 No 4 P Direct
Common Stock Acquisiton 2015-06-17 2,000 $2.13 19,980 No 4 P Indirect Owned by spouse
Common Stock Acquisiton 2015-06-22 11,700 $2.14 31,680 No 4 P Indirect Owned by spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect Owned by spouse
No 4 P Indirect Owned by spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Units $0.00 65,823 65,823 Direct
Common Stock Common Units $0.00 1,519,035 1,519,035 Direct
Common Stock Common Units $0.00 288,009 288,009 Indirect
Common Stock Common Units $0.00 16,576 16,576 Indirect
Common Stock Common Units $0.00 3,123 3,123 Indirect
Common Stock Common Units $0.00 31,234 31,234 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
65,823 65,823 Direct
1,519,035 1,519,035 Direct
288,009 288,009 Indirect
16,576 16,576 Indirect
3,123 3,123 Indirect
31,234 31,234 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These share were purchased in multiple transactions ranging from prices from $2.14 to $2.36. The reporting person undertakes to provide Wheeler Real Estate Investment Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.13 to $2.15. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.14 to $2.15. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
  4. Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership may, after a one year holding period, may elect to exchange their common units for common stock of the Company on a one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
  5. These common units have been held for at least one year and therefore may be exchange in accordance with the Partnership Agreement.
  6. These derivative securities do not have an expiration date.
  7. These common units have been held for less than one year and therefore may not be currently exchanged.