Filing Details
- Accession Number:
- 0001527541-15-000117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-22 16:09:01
- Reporting Period:
- 2015-06-17
- Filing Date:
- 2015-06-22
- Accepted Time:
- 2015-06-22 16:09:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527541 | Wheeler Real Estate Investment Trust Inc. | WHLR | Real Estate Investment Trusts (6798) | 452681082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557239 | S Jon Wheeler | 2529 Virginia Beach Boulevard Suite 200 Virginia Beach VA 23452 | Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-19 | 11,500 | $2.27 | 689,119 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-06-22 | 11,300 | $2.14 | 700,419 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-06-17 | 2,000 | $2.13 | 19,980 | No | 4 | P | Indirect | Owned by spouse |
Common Stock | Acquisiton | 2015-06-22 | 11,700 | $2.14 | 31,680 | No | 4 | P | Indirect | Owned by spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Owned by spouse |
No | 4 | P | Indirect | Owned by spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Units | $0.00 | 65,823 | 65,823 | Direct | ||
Common Stock | Common Units | $0.00 | 1,519,035 | 1,519,035 | Direct | ||
Common Stock | Common Units | $0.00 | 288,009 | 288,009 | Indirect | ||
Common Stock | Common Units | $0.00 | 16,576 | 16,576 | Indirect | ||
Common Stock | Common Units | $0.00 | 3,123 | 3,123 | Indirect | ||
Common Stock | Common Units | $0.00 | 31,234 | 31,234 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
65,823 | 65,823 | Direct | |
1,519,035 | 1,519,035 | Direct | |
288,009 | 288,009 | Indirect | |
16,576 | 16,576 | Indirect | |
3,123 | 3,123 | Indirect | |
31,234 | 31,234 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These share were purchased in multiple transactions ranging from prices from $2.14 to $2.36. The reporting person undertakes to provide Wheeler Real Estate Investment Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.13 to $2.15. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.14 to $2.15. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership may, after a one year holding period, may elect to exchange their common units for common stock of the Company on a one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
- These common units have been held for at least one year and therefore may be exchange in accordance with the Partnership Agreement.
- These derivative securities do not have an expiration date.
- These common units have been held for less than one year and therefore may not be currently exchanged.