Filing Details
- Accession Number:
- 0000950103-15-004934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-22 16:06:23
- Reporting Period:
- 2015-06-18
- Filing Date:
- 2015-06-22
- Accepted Time:
- 2015-06-22 16:06:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 913077 | Affymetrix Inc | AFFX | Laboratory Analytical Instruments (3826) | 770319159 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323221 | A David Weber | C/O Affymetrix 3420 Central Expressway Santa Clara CA 95051 | Evp, Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-18 | 4,001 | $3.86 | 137,912 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-18 | 8,873 | $12.00 | 129,039 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-19 | 3,180 | $3.86 | 132,219 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-19 | 5,887 | $12.00 | 126,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2015-06-18 | 4,001 | $0.00 | 4,001 | $3.86 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2015-06-19 | 3,180 | $0.00 | 3,180 | $3.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 85,999 | 2018-12-15 | No | 4 | M | Direct | |
| 82,819 | 2018-12-15 | No | 4 | M | Direct |
Footnotes
- Includes 493 shares purchased through the Employee Stock Purchase Plan of Affymetrix, Inc. on May 14, 2015.
- Sold pursuant to a Rule 10b5-1 trading plan.
- Stock option becomes exercisable in equal annual installments over four years from the grant date of December 15, 2011.
Billionaire Hedge Funds
