Filing Details
- Accession Number:
- 0000714310-15-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-22 09:26:16
- Reporting Period:
- 2015-06-19
- Filing Date:
- 2015-06-22
- Accepted Time:
- 2015-06-22 09:26:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 714310 | Valley National Bancorp | VLY | National Commercial Banks (6021) | 222477875 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169958 | H Gerald Lipkin | 1455 Valley Road Wayne NJ 07470- | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Preferred Stock (Roth Ira) | Acquisiton | 2015-06-19 | 1,200 | $25.00 | 1,200 | No | 4 | P | Direct | |
| Preferred Stock (Roth Ira With Spouse) | Acquisiton | 2015-06-19 | 2,750 | $25.00 | 2,750 | No | 4 | P | Indirect | Wife |
| Preferred Stock | Acquisiton | 2015-06-19 | 2,000 | $25.00 | 2,000 | No | 4 | P | Indirect | Wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Wife |
| No | 4 | P | Indirect | Wife |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 324,760 | Indirect | Wife |
| Common Stock | 499,368 | Direct | |
| Common Stock (401K Plan) | 51 | Direct | |
| Common Stock | 6,946 | Indirect | Spouse - Roth IRA |
| Common Stock (Roth Ira) | 68,889 | Direct | |
| Common Stock (With Spouse) | 154 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/NQ | $11.91 | 2011-11-15 | 2020-11-15 | 44,016 | 44,016 | Direct |
| Common Stock | Stock Options | $17.23 | 2007-02-15 | 2016-02-15 | 35,178 | 35,178 | Direct |
| Common Stock | Stock Options | $18.10 | 2005-02-26 | 2014-02-26 | 31,026 | 31,026 | Direct |
| Common Stock | Stock Options | $19.36 | 2008-02-13 | 2017-02-13 | 46,904 | 46,904 | Direct |
| Common Stock | Stock Options | $14.65 | 2009-02-12 | 2018-02-12 | 44,671 | 44,671 | Direct |
| Common Stock | Stock Options | $18.13 | 2006-02-08 | 2015-02-08 | 29,551 | 29,551 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-11-15 | 44,016 | 44,016 | Direct |
| 2016-02-15 | 35,178 | 35,178 | Direct |
| 2014-02-26 | 31,026 | 31,026 | Direct |
| 2017-02-13 | 46,904 | 46,904 | Direct |
| 2018-02-12 | 44,671 | 44,671 | Direct |
| 2015-02-08 | 29,551 | 29,551 | Direct |
Footnotes
- Purchase of Valley National Bancorp Series A Non-Cumulative Perpetual Preferred Stock in connection with Valley's public offering.
- Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
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