Filing Details

Accession Number:
0001437749-15-012627
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-06-19 17:51:11
Reporting Period:
2011-01-26
Filing Date:
2015-06-19
Accepted Time:
2015-06-19 17:51:11
Original Submission Date:
2011-05-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
866970 Lighting Science Group Corp LSCG Electric Lighting & Wiring Equipment (3640) 232596710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513990 Leon Wagner 1830 Penn Street
Melbourne FL 32901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-26 634,394 $3.30 701,061 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This transaction was previously reported on a Form 4 filed on May 23, 2011 (the "Original Form 4"). In addition to this transaction, the Original Form 4 erroneously reported that the reporting person may be deemed to be the beneficial owner of 60,000, 45,000 and 15,000 shares of common stock, par value $0.001 per share (each, a "Share") of Lighting Science Group Corporation (the "Issuer") purchased by Leon Wagner 2011 Trust No. 1, Leon Wagner 2011 Trust No. 2 and Leon Wagner 2011 Trust No. 3, respectively, on January 26, 2011. This Form 4/A amends the Original Form 4 in order to correct the aggregate holdings of the reporting person following the transaction reported above and to remove the erroneous references to Shares purchased by Leon Wagner 2011 Trust No. 1, Leon Wagner 2011 Trust No. 2 and Leon Wagner 2011 Trust No. 3.