Filing Details
- Accession Number:
- 0000769993-15-000761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-19 17:50:50
- Reporting Period:
- 2015-06-18
- Filing Date:
- 2015-06-19
- Accepted Time:
- 2015-06-19 17:50:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366945 | D Gary Cohn | C/O Goldman, Sachs &Amp; Co. 200 West Street New York NY 10282 | President And Coo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-06-18 | 22,317 | $131.64 | 638,171 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2015-06-18 | 22,317 | $215.00 | 615,854 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-06-19 | 1,846 | $131.64 | 617,700 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2015-06-19 | 1,846 | $215.00 | 615,854 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options (right to buy) | Disposition | 2015-06-18 | 22,317 | $0.00 | 22,317 | $131.64 |
Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options (right to buy) | Disposition | 2015-06-19 | 1,846 | $0.00 | 1,846 | $131.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,136 | 2009-01-02 | 2015-11-27 | No | 4 | M | Direct |
39,290 | 2009-01-02 | 2015-11-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 187,030 | Indirect | See footnote |
Common Stock, Par Value $0.01 Per Share | 41,496 | Indirect | See footnote |
Common Stock, Par Value $0.01 Per Share | 20,567 | Indirect | See footnote |
Footnotes
- Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- Held through limited liability companies.
- Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
- As trustee of grantor retained annuity trusts.