Filing Details
- Accession Number:
- 0001509432-15-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-19 14:36:11
- Reporting Period:
- 2015-06-18
- Filing Date:
- 2015-06-19
- Accepted Time:
- 2015-06-19 14:36:11
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511893 | Mallun Yen | C/O Rpx Corporation One Market Plaza, Suite 800 San Francisco CA 94105 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-18 | 49,013 | $6.63 | 84,395 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-18 | 10,000 | $16.63 | 74,395 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-06-18 | 9,607 | $6.63 | 84,002 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-06-18 | 49,013 | $6.63 | 49,013 | $6.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-06-18 | 9,607 | $6.63 | 9,607 | $6.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
205,672 | 2020-11-15 | No | 4 | M | Direct | |
80,393 | 2012-06-01 | 2020-11-15 | No | 4 | M | Direct |
Footnotes
- 10,000 shares from this transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on February 25, 2015.
- The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on February 25, 2015.
- The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.
- The option representing the right to purchase a total of 200,000 shares vests as follows: 1/48th of the shares subject to the option vest on this date, and another 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.