Home > Insider Trading > Filing (0001140361-15-024903)

Filing Details

Accession Number:: 0001140361-15-024903
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-06-19 13:23:13
Reporting Period:: 2015-06-17

Filing Date:: 2015-06-19
Accepted Time:: 2015-06-19 13:23:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505732	Bankwell Financial Group Inc.	BWFG	State Commercial Banks (6022)	208251355

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1607405	A James Fieber	C/O Bankwell Financial Group, Inc. 220 Elm Street New Canaan CT 06840		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-06-17	1,000	$17.96	1,000	No	4	P	Direct
Common Stock	Acquisiton	2015-06-18	535	$17.92	535	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,800	Direct
Common Stock	1,500	Direct
Common Stock	13,506	Indirect	Deferred Compensation Plan
Common Stock	3,711	Indirect	Deferred Compensation Plan
Common Stock	66,000	Direct
Common Stock	4,208	Indirect	Joint with Wife
Common Stock	254,832	Indirect	Held as Trustee
Common Stock	10,406	Indirect	Held as Trustee
Common Stock	117,116	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$15.50	2005-12-22	2015-12-22	1,020	1,020	Direct
Common Stock	Stock Options	$17.50	2006-12-13	2016-12-13	3,850	3,850	Direct
Common Stock	Stock Options	$20.70	2007-12-12	2017-12-12	2,875	2,875	Direct
Common Stock	Warrants	$14.00	2015-10-01	2015-12-01	27,161	27,161	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-12-22	1,020	1,020	Direct
2016-12-13	3,850	3,850	Direct
2017-12-12	2,875	2,875	Direct
2015-12-01	27,161	27,161	Direct

Footnotes

2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter.
1,500 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. The shares vest in three substantially equal installments - the first immediately on December 15, 2014 and then on each of December 3, 2015 and December 3, 2016.
All 3,711 Shares are Units. Each Unit consists of one share of Common Stock and an attached Warrant which gives the Reporting Person the right to purchase .3221 shares of the Company's Common Stock at $14.00 per share once exercised. The exercise period for the Warrants is currently set for October 1, 2015 through December 1, 2015. The associated Common Stock is disclosed in Table I, and the associated Warrants in Table II.
All 66,000 Shares are Units. Each Unit consists of one share of Common Stock and an attached Warrant which gives the Reporting Person the right to purchase .3221 shares of the Company's Common Stock at $14.00 per share once exercised. The exercise period for the Warrants is currently set for October 1, 2015 through December 1, 2015. The associated Common Stock is disclosed in Table I, and the associated Warrants in Table II.
All 4,208 Shares are Units. Each Unit consists of one share of Common Stock and an attached Warrant which gives the Reporting Person the right to purchase .3221 shares of the Company's Common Stock at $14.00 per share once exercised. The exercise period for the Warrants is currently set for October 1, 2015 through December 1, 2015. The associated Common Stock is disclosed in Table I, and the associated Warrants in Table II.
All 10,406 Shares are Units. Each Unit consists of one share of Common Stock and an attached Warrant which gives the Reporting Person the right to purchase .3221 shares of the Company's Common Stock at $14.00 per share once exercised. The exercise period for the Warrants is currently set for October 1, 2015 through December 1, 2015. The associated Common Stock is disclosed in Table I, and the associated Warrants in Table II.
Stock Options granted pursuant to the 2002 Bank Management, Director and Founder Stock Option Plan, all of which are fully vested.
Stock Options granted pursuant to the 2006 Stock Option Plan, all of which are fully vested.
Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.