Filing Details

Accession Number:
0001140361-15-024896
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-19 11:31:27
Reporting Period:
2015-06-17
Filing Date:
2015-06-19
Accepted Time:
2015-06-19 11:31:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1272550 Root9B Technologies Inc. RTNB Services-Management Consulting Services (8742) 200443575
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
831881 A John Catsimatidis 823 Eleventh Ave
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Acquisiton 2015-06-17 10,000 $1.68 397,505 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. 387,505 shares of stock are held by United Acquisition Corp., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner
  2. 10,000 shares of stock are held by United Refining Inc., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner