Filing Details
- Accession Number:
- 0001140361-15-024896
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-19 11:31:27
- Reporting Period:
- 2015-06-17
- Filing Date:
- 2015-06-19
- Accepted Time:
- 2015-06-19 11:31:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1272550 | Root9B Technologies Inc. | RTNB | Services-Management Consulting Services (8742) | 200443575 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
831881 | A John Catsimatidis | 823 Eleventh Ave New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 | Acquisiton | 2015-06-17 | 10,000 | $1.68 | 397,505 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- 387,505 shares of stock are held by United Acquisition Corp., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner
- 10,000 shares of stock are held by United Refining Inc., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner