Filing Details
- Accession Number:
- 0001280263-15-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-18 18:40:32
- Reporting Period:
- 2015-06-16
- Filing Date:
- 2015-06-18
- Accepted Time:
- 2015-06-18 18:40:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602676 | Yun-Lung Chen | 3101 Jay Street Santa Clara CA 95054 | Vp Of Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-06-16 | 4,083 | $0.00 | 9,660 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-06-18 | 1,646 | $125.04 | 8,014 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | Disposition | 2015-06-16 | 486 | $0.00 | 486 | $0.00 |
| Ordinary Shares | Restricted Stock Units | Disposition | 2015-06-16 | 1,125 | $0.00 | 1,125 | $0.00 |
| Ordinary Shares | Restricted Stock Units | Disposition | 2015-06-16 | 1,312 | $0.00 | 1,312 | $0.00 |
| Ordinary Shares | Restricted Stock Units | Disposition | 2015-06-16 | 1,160 | $0.00 | 1,160 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,431 | 2022-08-27 | No | 4 | M | Direct | |
| 3,375 | 2023-08-26 | No | 4 | M | Direct | |
| 11,813 | 2023-08-27 | No | 4 | M | Direct | |
| 15,072 | 2024-09-07 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $125.00 to $125.16 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
- The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.
- The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2013.
- The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2014.
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