Filing Details
- Accession Number:
- 0001171520-15-000393
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-18 17:26:43
- Reporting Period:
- 2015-06-16
- Filing Date:
- 2015-06-18
- Accepted Time:
- 2015-06-18 17:26:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
27093 | Dataram Corp | DRAM | Computer Storage Devices (3572) | 221831409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1512069 | Isaac Capital Group, Llc | 501 W. Broadway, #A212 San Diego CA 92101 | No | No | Yes | No | |
1512469 | Jon Isaac | C/O Isaac Capital Group Llc 3525 Del Mar Heights Road, Suite 765 San Diego CA 92103 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-06-16 | 118,000 | $2.00 | 217,184 | No | 4 | P | Indirect | By Isaac Capital Group |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Isaac Capital Group |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2015-06-16 | 154,000 | $2.00 | 154,000 | $2.00 |
Series A Preferred Stock | Call Option (right to buy) | Disposition | 2015-06-16 | 300,000 | $5.00 | 300,000 | $5.00 |
Common Stock | Warrant | Disposition | 2015-06-16 | 500,000 | $2.50 | 500,000 | $2.50 |
Warrants | Call Option (right to buy) | Disposition | 2015-06-16 | 300,000 | $0.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
154,000 | 2014-11-17 | No | 4 | P | Indirect | |
300,000 | 2014-11-17 | 2019-10-20 | No | 4 | P | Indirect |
500,000 | 2014-11-17 | 2019-11-17 | No | 4 | P | Indirect |
300,000 | 2014-11-17 | 2019-10-20 | No | 4 | P | Indirect |
Footnotes
- This statement is joinly filed by and on behalf of each of Isaac Capital Group LLC ("Isaac Capital") and Jon Isaac. Jon Isaac owns 100% of the membership interest of Isaac Capital.
- The Series A Preferred Stock is convertible into common stock of the Issuer at any time.
- The Reporting Person is a party to a preferred stock purchase agreement dated October 20, 2014 under which the Reporting Person has the right to purchase, at the request of the Reporting Person or the Issuer, (i) up to 600,000 additional shares of Series A Preferred Stock for $5 per share and (ii) warrants to purchase such number of shares of common stock into which the Series A Preferred Stock may be converted on the date of such issuance.