Filing Details

Accession Number:
0001171520-15-000393
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-18 17:26:43
Reporting Period:
2015-06-16
Filing Date:
2015-06-18
Accepted Time:
2015-06-18 17:26:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
27093 Dataram Corp DRAM Computer Storage Devices (3572) 221831409
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512069 Isaac Capital Group, Llc 501 W. Broadway, #A212
San Diego CA 92101
No No Yes No
1512469 Jon Isaac C/O Isaac Capital Group Llc
3525 Del Mar Heights Road, Suite 765
San Diego CA 92103
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-16 118,000 $2.00 217,184 No 4 P Indirect By Isaac Capital Group
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Isaac Capital Group
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2015-06-16 154,000 $2.00 154,000 $2.00
Series A Preferred Stock Call Option (right to buy) Disposition 2015-06-16 300,000 $5.00 300,000 $5.00
Common Stock Warrant Disposition 2015-06-16 500,000 $2.50 500,000 $2.50
Warrants Call Option (right to buy) Disposition 2015-06-16 300,000 $0.00 0 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
154,000 2014-11-17 No 4 P Indirect
300,000 2014-11-17 2019-10-20 No 4 P Indirect
500,000 2014-11-17 2019-11-17 No 4 P Indirect
300,000 2014-11-17 2019-10-20 No 4 P Indirect
Footnotes
  1. This statement is joinly filed by and on behalf of each of Isaac Capital Group LLC ("Isaac Capital") and Jon Isaac. Jon Isaac owns 100% of the membership interest of Isaac Capital.
  2. The Series A Preferred Stock is convertible into common stock of the Issuer at any time.
  3. The Reporting Person is a party to a preferred stock purchase agreement dated October 20, 2014 under which the Reporting Person has the right to purchase, at the request of the Reporting Person or the Issuer, (i) up to 600,000 additional shares of Series A Preferred Stock for $5 per share and (ii) warrants to purchase such number of shares of common stock into which the Series A Preferred Stock may be converted on the date of such issuance.