Filing Details
- Accession Number:
- 0001209191-15-054698
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-18 16:53:09
- Reporting Period:
- 2015-06-16
- Filing Date:
- 2015-06-18
- Accepted Time:
- 2015-06-18 16:53:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855612 | Zix Corp | ZIXI | Services-Computer Processing & Data Preparation (7374) | 752216818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277632 | Richard Spurr | 2711 North Haskell Avenue Suite 2200 Dallas TX 75204 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-16 | 33,872 | $4.00 | 384,419 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-16 | 33,872 | $5.47 | 350,547 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-18 | 28,200 | $4.00 | 378,747 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-18 | 28,200 | $5.47 | 350,547 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2015-06-16 | 33,872 | $0.00 | 33,872 | $4.00 |
| Common Stock | Common Stock Options | Disposition | 2015-06-18 | 28,200 | $0.00 | 28,200 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 316,128 | 2016-03-01 | No | 4 | M | Direct | |
| 287,928 | 2016-03-01 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a pre-arranged trading plan adopted May 6, 2015, that is intended to comply with Rule 10b5-1 and the relevant options are due to expire within the next 12 months.
- Grant of 350,000 options on March 2, 2006 vested quarterly and pro-rata over three years. These options expire March 1, 2016.
Billionaire Hedge Funds
