Filing Details
- Accession Number:
- 0000807249-15-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-18 16:46:57
- Reporting Period:
- 2015-06-17
- Filing Date:
- 2015-06-18
- Accepted Time:
- 2015-06-18 16:46:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060349 | Gamco Investors Inc. Et Al | GBL | Security Brokers, Dealers & Flotation Companies (6211) | 134007862 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231700 | R Eugene Mcgrath | Gamco Investors, Inc. One Corporate Center Rye NY 10580 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-06-17 | 10,000 | $39.90 | 11,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-06-18 | 5,700 | $69.49 | 5,300 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Director Stock Option (Right to Buy) | Disposition | 2015-06-17 | 10,000 | $0.00 | 10,000 | $39.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-06 | 2017-02-06 | No | 4 | M | Direct |
Footnotes
- Shares were sold to satisfy the exercise price of the options.
- The options were exercisable with respect to 75% of the shares on 2/6/10 and with respect to 100% of the shares on 2/6/11.