Filing Details

Accession Number:
0000807249-15-000134
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-18 16:46:57
Reporting Period:
2015-06-17
Filing Date:
2015-06-18
Accepted Time:
2015-06-18 16:46:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060349 Gamco Investors Inc. Et Al GBL Security Brokers, Dealers & Flotation Companies (6211) 134007862
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231700 R Eugene Mcgrath Gamco Investors, Inc.
One Corporate Center
Rye NY 10580
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-06-17 10,000 $39.90 11,000 No 4 M Direct
Class A Common Stock Disposition 2015-06-18 5,700 $69.49 5,300 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Director Stock Option (Right to Buy) Disposition 2015-06-17 10,000 $0.00 10,000 $39.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-06 2017-02-06 No 4 M Direct
Footnotes
  1. Shares were sold to satisfy the exercise price of the options.
  2. The options were exercisable with respect to 75% of the shares on 2/6/10 and with respect to 100% of the shares on 2/6/11.