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Filing Details

Accession Number:: 0001209191-15-054662
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-06-18 16:14:03
Reporting Period:: 2015-06-16

Filing Date:: 2015-06-18
Accepted Time:: 2015-06-18 16:14:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571949	Intercontinental Exchange Inc.	ICE	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1343882	C Jeffrey Sprecher	5660 New Northside Drive Atlanta GA 30328	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-06-16	8,802	$104.23	293,621	No	4	M	Direct
Common Stock	Disposition	2015-06-16	8,802	$234.90	284,819	No	4	S	Direct
Common Stock	Acquisiton	2015-06-16	636	$112.15	285,455	No	4	M	Direct
Common Stock	Acquisiton	2015-06-16	108	$129.36	285,563	No	4	M	Direct
Common Stock	Disposition	2015-06-16	30,000	$234.90	833,341	No	4	S	Indirect	CPEX
Common Stock	Acquisiton	2015-06-16	663	$104.23	24,901	No	4	M	Indirect	By spouse
Common Stock	Disposition	2015-06-16	1,663	$234.96	23,238	No	4	S	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Indirect	CPEX
No	4	M	Indirect	By spouse
No	4	S	Indirect	By spouse

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2015-06-16	8,802	$0.00	8,802	$104.23
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2015-06-16	636	$0.00	636	$112.15
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2015-06-16	108	$0.00	108	$129.36
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2015-06-16	663	$0.00	663	$104.23

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-12-22	No	4	M	Direct
22,173	2022-01-17	No	4	M	Direct
32,435	2023-01-11	No	4	M	Direct
1,687	2016-12-22	No	4	M	Indirect

Footnotes

The sales reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The common stock number referred in Table I is an aggregate number and represents 261,906 shares of common stock and 23,657 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2015 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2016 and February 2017, respectively, and will be reported at those times.
As previously reported, the reporting person also indirectly owns 833,341 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns shares directly and indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
As previously reported, the reporting person also indirectly owns 833,341 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.
The common stock number referred in Table I is an aggregate number and represents 20,607 shares of common stock and 2,631 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2015 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2016 and February 2017, respectively, and will be reported at those times.
These options are fully vested.