Filing Details
- Accession Number:
- 0001520138-15-000284
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-06-17 20:40:04
- Reporting Period:
- 2015-04-06
- Filing Date:
- 2015-06-17
- Accepted Time:
- 2015-06-17 20:40:04
- Original Submission Date:
- 2015-04-07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1590695 | Twinlab Consolidated Holdings Inc. | TLCC | Medicinal Chemicals & Botanical Products (2833) | 463951742 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558432 | Capstone Financial Group, Inc. | 8600 Transit Road East Amherst NY 14051 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-04-06 | 91,736 | $0.76 | 15,782,086 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-04-06 | 263,158 | $0.76 | 16,045,244 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | X | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Series A Warrant (right to buy) | Disposition | 2015-04-06 | 263,158 | $0.00 | 263,158 | $0.76 |
| Common Stock, Par Value $0.001 | Third-party call option (right to buy) | Disposition | 2015-04-06 | 91,736 | $0.00 | 91,736 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,368,421 | 2014-10-01 | 2017-10-31 | No | 4 | X | Direct |
| 0 | 2015-05-26 | 2018-05-26 | No | 4 | S | Direct |
Footnotes
- In addition, Capstone Financial Group, Inc. exercised third-party call options for at least a further 1,498,500 shares on February 23, 2015, but the optionors of such shares have not yet honored the exercise. When they do, this Form 4 will be amended to reflect the additional shares.
Billionaire Hedge Funds
