Filing Details
- Accession Number:
- 0001520138-15-000282
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-06-17 20:38:37
- Reporting Period:
- 2015-03-26
- Filing Date:
- 2015-06-17
- Accepted Time:
- 2015-06-17 20:38:37
- Original Submission Date:
- 2015-03-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590695 | Twinlab Consolidated Holdings Inc. | TLCC | Medicinal Chemicals & Botanical Products (2833) | 463951742 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1558432 | Capstone Financial Group, Inc. | 8600 Transit Road East Amherst NY 14051 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-26 | 52,631 | $0.76 | 16,558,265 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-27 | 684,445 | $0.76 | 15,873,822 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Third-party call option (right to buy) | Disposition | 2015-03-26 | 52,631 | $0.00 | 52,631 | $1.00 |
Common Stock, Par Value $0.001 | Third-party call option (right to buy) | Disposition | 2015-03-27 | 684,445 | $0.00 | 684,445 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-04-22 | 2018-04-22 | No | 4 | S | Direct |
0 | 2015-04-22 | 2018-04-22 | No | 4 | S | Direct |
Footnotes
- In addition, Capstone Financial Group, Inc. exercised third-party call options for at least a further 1,498,500 shares on February 23, 2015, but the optionors of such shares have not yet honored the exercise. When they do, this Form 4 will be amended to reflect the additional shares.