Filing Details
- Accession Number:
- 0001520138-15-000280
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-06-17 20:37:45
- Reporting Period:
- 2015-02-23
- Filing Date:
- 2015-06-17
- Accepted Time:
- 2015-06-17 20:37:45
- Original Submission Date:
- 2015-03-26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590695 | Twinlab Consolidated Holdings Inc. | TLCC | Medicinal Chemicals & Botanical Products (2833) | 463951742 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1558432 | Capstone Financial Group, Inc. | 8600 Transit Road East Amherst NY 14051 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-23 | 7,244,500 | $0.00 | 17,795,319 | No | 4 | X | Direct | |
Common Stock | Disposition | 2015-03-23 | 1,184,421 | $0.76 | 16,610,898 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Call Option (right to buy) | Disposition | 2015-02-23 | 7,244,500 | $0.00 | 7,244,500 | $0.00 |
Common Stock, Par Value $0.001 | Third-party call option (right to buy) | Disposition | 2015-03-25 | 1,184,421 | $0.00 | 1,184,421 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,498,500 | 2014-10-15 | 2015-08-05 | No | 4 | X | Direct |
0 | 2015-04-13 | 2018-04-13 | No | 4 | S | Direct |
Footnotes
- In addition, call options for at least a further 1,498,500 shares were exercised on that date and at that exercise price, but the optionors of such other shares have not yet honored the exercise. When they do, this Form 4 will be amended to reflect the additional shares.