Filing Details

Accession Number:
0001209191-15-054423
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-17 20:06:37
Reporting Period:
2015-06-15
Filing Date:
2015-06-17
Accepted Time:
2015-06-17 20:06:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493566 Otonomy Inc. OTIC Pharmaceutical Preparations (2834) 262590070
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394692 Ii Michael Robert Savel C/O Otonomy, Inc.
6275 Nancy Ridge Drive, Suite 100
San Diego CA 92121
Chief Technical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-15 10,212 $1.76 11,468 No 4 M Direct
Common Stock Acquisiton 2015-06-15 14,788 $6.33 26,256 No 4 M Direct
Common Stock Disposition 2015-06-15 25,000 $23.73 1,256 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-06-15 10,212 $1.76 10,212 $1.76
Common Stock Employee Stock Option (right to buy) Disposition 2015-06-15 14,788 $6.33 14,788 $6.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
82,222 2015-01-06 2024-01-31 No 4 M Direct
39,819 2015-04-23 2024-06-03 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $22.60 to $24.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Of the total grant of 92,434 shares, one fourth of the shares subject to the option vest on January 6, 2015 and one forty-eighth of the shares vest monthly thereafter.
  4. Of the total grant of 54,607 shares, one fourth of the shares subject to the option vest on April 23, 2015 and one forty-eighth of the shares vest monthly thereafter.