Filing Details
- Accession Number:
- 0001280263-15-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-17 18:18:13
- Reporting Period:
- 2015-06-15
- Filing Date:
- 2015-06-17
- Accepted Time:
- 2015-06-17 18:18:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189229 | B Christopher Paisley | 3101 Jay Street Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-06-15 | 1,500 | $6.00 | 5,667 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-06-15 | 1,500 | $116.60 | 4,167 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2015-06-16 | 694 | $0.00 | 4,861 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2015-06-15 | 1,500 | $0.00 | 1,500 | $6.00 |
| Ordinary Shares | Restricted Stock Units | Disposition | 2015-06-16 | 694 | $0.00 | 694 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,667 | 2022-10-08 | No | 4 | M | Direct | |
| 695 | 2024-09-07 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- Shares subject to the option vest monthly over four years beginning on August 20, 2012.
- The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2014, so as to be 100% vested on September 15, 2015.
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