Filing Details
- Accession Number:
- 0001209191-15-054259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-17 17:17:53
- Reporting Period:
- 2015-06-16
- Filing Date:
- 2015-06-17
- Accepted Time:
- 2015-06-17 17:17:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1078748 | B William Elmore | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1205496 | G Paul Koontz | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1205498 | N Michael Schuh | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1205501 | R Paul Holland | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1399347 | M Warren Weiss | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1452009 | Charles Moldow | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1452061 | Richard Redelfs | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
| 1567929 | Steven Vassallo | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-06-16 | 390,000 | $14.92 | 7,408,097 | No | 4 | S | Indirect | Foundation Capital VI, L.P. |
| Common Stock | Disposition | 2015-06-16 | 4,400 | $14.92 | 82,732 | No | 4 | S | Indirect | Foundation Capital VI Principals Fund, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Foundation Capital VI, L.P. |
| No | 4 | S | Indirect | Foundation Capital VI Principals Fund, LLC |
Footnotes
- Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B.Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Richard A. Redelfs, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
Billionaire Hedge Funds
