Filing Details
- Accession Number:
- 0001271163-15-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-17 11:10:49
- Reporting Period:
- 2015-06-15
- Filing Date:
- 2015-06-17
- Accepted Time:
- 2015-06-17 11:10:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1282957 | Gabelli Global Utility & Income Trust | GLU.A | () | 320116828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Cumulative Puttable And Callable Preferred Shares | Disposition | 2015-06-15 | 100 | $50.48 | 1,700 | No | 4 | S | Indirect | GPJ Retirement Partners |
Series A Cumulative Puttable And Callable Preferred Shares | Disposition | 2015-06-16 | 1,700 | $50.50 | 0 | No | 4 | S | Indirect | GPJ Retirement Partners |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | GPJ Retirement Partners |
No | 4 | S | Indirect | GPJ Retirement Partners |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Cumulative Puttable And Callable Preferred Shares | 1,324 | Indirect | Trust Account |
Series A Cumulative Puttable And Callable Preferred Shares | 2,649 | Indirect | MJG Management LLC |
Series A Cumulative Puttable And Callable Preferred Shares | 57,164 | Indirect | GAMCO Investors, Inc. |
Series A Cumulative Puttable And Callable Preferred Shares | 1,324 | Direct |
Footnotes
- The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.
- The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
- The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.