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Filing Details

Accession Number:: 0001181431-15-008374
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-06-17 08:35:16
Reporting Period:: 2015-06-15

Filing Date:: 2015-06-17
Accepted Time:: 2015-06-17 08:35:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1356576	Supernus Pharmaceuticals Inc	SUPN	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1219855	James M Barrett	1954 Greenspring Drive Suite 600 Timonium MD 21093		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-06-15	3,000,000	$0.00	7,641,250	No	4	J	Indirect	See Note 2
Common Stock	Acquisiton	2015-06-15	921,000	$0.00	921,000	No	4	J	Indirect	See Note 4
Common Stock	Disposition	2015-06-15	921,000	$0.00	921,000	No	4	J	Indirect	See Note 4
Common Stock	Acquisiton	2015-06-15	32,524	$0.00	32,524	No	4	J	Direct
Common Stock	Acquisiton	2015-06-15	16,262	$0.00	16,262	No	4	J	Indirect	See Note 8
Common Stock	Acquisiton	2015-06-15	9,406	$0.00	9,406	No	4	J	Indirect	See Note 10
Common Stock	Acquisiton	2015-06-15	6,856	$0.00	6,856	No	4	J	Indirect	See Note 12
Common Stock	Acquisiton	2015-06-15	166,986	$0.00	166,986	No	4	J	Indirect	See Note 14
Common Stock	Disposition	2015-06-16	55,105	$16.85	111,881	No	4	S	Indirect	See Note 14

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Note 2
No	4	J	Indirect	See Note 4
No	4	J	Indirect	See Note 4
No	4	J	Direct
No	4	J	Indirect	See Note 8
No	4	J	Indirect	See Note 10
No	4	J	Indirect	See Note 12
No	4	J	Indirect	See Note 14
No	4	S	Indirect	See Note 14

Footnotes

New Enterprise Associates 11, Limited Partnership ("NEA 11") made a pro rata distribution for no consideration of an aggregate of 3,000,000 shares of common stock of the Issuer to its general partner and its limited partners on June 15, 2015.
The shares are directly held by NEA 11 and indirectly held by NEA Partners 11, Limited Partnership ("NEA Partners 11"), the sole general partner of NEA 11, NEA 11 GP, LLC ("NEA 11 GP"), the sole general partner of NEA Partners 11, and the individual managers of NEA 11 GP (NEA Partners 11, NEA 11 GP and the individual managers of NEA 11 GP together, the "NEA 11 Indirect Reporting Persons"). The individual managers of NEA 11 GP are M. James Barrett, Peter J. Barris, Forest Baskett, Krishna "Kittu" Kolluri and Scott D. Sandell. The NEA 11 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 11 shares in which the NEA 11 Indirect Reporting Persons have no pecuniary interest.
NEA Partners 11 received 921,000 shares of common stock of the Issuer in the distribution by NEA 11 on June 15, 2015.
The shares are directly held by NEA Partners 11 and indirectly held by NEA 11 GP, the sole general partner of NEA Partners 11, and the individual managers of NEA 11 GP (NEA 11 GP and the individual managers of NEA 11 GP together, the "NEA Partners 11 Indirect Reporting Persons"). The individual managers of NEA 11 GP are M. James Barrett, Peter J. Barris, Forest Baskett, Krishna "Kittu" Kolluri and Scott D. Sandell. The NEA Partners 11 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 11 shares in which the NEA Partners 11 Indirect Reporting Persons have no pecuniary interest.
NEA Partners 11 made a pro rata distribution for no consideration of an aggregate of 921,000 shares of common stock of the Issuer to its limited partners on June 15, 2015.
The Reporting Person received 32,524 shares of common stock of the Issuer in the distribution by NEA Partners 11 on June 15, 2015.
The Barrett 2006 Family Trust received 16,262 shares of common stock of the Issuer in the distribution by NEA Partners 11 on June 15, 2015.
The shares are directly held by the Barrett 2006 Family Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of common stock of the Issuer held by the Barrett 2006 Family Trust in which the Reporting Person has no pecuniary interest.
The Radhika Barrett Trust (the "Radhika Barrett Trust") received 9,406 shares of common stock of the Issuer in the distribution by NEA Partners 11 on June 15, 2015.
The Reporting Person is the trustee of the Radhika Barrett Trust, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of common stock of the Issuer held by the Radhika Barrett Trust in which the Reporting Person has no pecuniary interest.
The April P. Barrett Grandchildren's Trust (the "Grandchildren's Trust") received 6,856 shares of common stock of the Issuer in the distribution by NEA Partners 11 on June 15, 2015.
The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of common stock of the Issuer held by the Grandchildren's Trust in which the Reporting Person has no pecuniary interest.
New Enterprise Associates, LLC ("NEA LLC") received 166,986 shares of Common Stock of the Issuer in the distribution by NEA Partners 11 on June 15, 2015.
The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of common stock of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.8133 to $16.917, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (15) to this Form 4.