Filing Details
- Accession Number:
- 0001127602-15-020835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-16 21:45:51
- Reporting Period:
- 2015-06-12
- Filing Date:
- 2015-06-16
- Accepted Time:
- 2015-06-16 21:45:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
75829 | Pall Corp | PLL | General Industrial Machinery & Equipment, Nec (3569) | 111541330 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1492024 | Yves Baratelli | C/O Pall Corporation, 25 Harbor Park Drive Port Washington NY 11050 | Group Vp, Pres. Life Sciences | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-12 | 9,505 | $64.80 | 42,610 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-12 | 9,505 | $124.64 | 33,105 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-06-12 | 4,984 | $82.47 | 38,089 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-12 | 4,984 | $124.64 | 33,105 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-06-12 | 9,505 | $0.00 | 9,505 | $64.80 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-06-12 | 4,984 | $0.00 | 4,984 | $82.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,506 | 2020-01-15 | No | 4 | M | Direct | |
9,969 | 2021-12-10 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $124.60 - $124.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation full information regarding the numbers of shares and prices at which the transaction was affected.
- This transaction was executed in multiple trades at prices ranging from $124.62 - $124.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transactions were effected.
- In prior filings, the total number of shares held by the reporting person was incorrectly reported due to an administrative error, resulting in under-reporting of the amount of securities beneficially owned by the reporting person as reported in Column 5 of Table I of Form 4. This Form 4 reflects the correct number of shares held.
- Date shown is grant date. Options vested ratably over four years commencing on the first anniversary of grant date provided the reporting person satisfied certain service conditions.
- Only represents the derivative securities in this class.
- Date shown is grant date. Options vest ratably over three years commencing on the first anniversary of the grant date provided the reporting person satisfies certain service conditions.