Filing Details
- Accession Number:
- 0000005768-11-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 16:18:23
- Reporting Period:
- 2011-01-27
- Filing Date:
- 2011-01-31
- Accepted Time:
- 2011-01-31 16:18:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5768 | American Science & Engineering Inc. | ASEI | X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) | 042240991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352965 | Paul Grazewski | American Science And Engineering, Inc. 829 Middlesex Turnpike Billerica MA 01821 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-27 | 3,134 | $20.55 | 12,611 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-01-27 | 312 | $61.45 | 12,923 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-01-27 | 50 | $60.66 | 12,973 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-27 | 3,496 | $89.00 | 9,477 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-27 | 50 | $0.00 | 50 | $60.66 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-27 | 3,134 | $0.00 | 3,134 | $20.55 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-27 | 312 | $0.00 | 312 | $61.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
101 | 2017-09-14 | No | 4 | M | Direct | |
0 | 2014-06-28 | No | 4 | M | Direct | |
623 | 2017-08-15 | No | 4 | M | Direct |
Footnotes
- On September 14, 2007, the reporting person was granted an option to purchase 151 shares of common stock. The option vested in 3 equal increments based upon satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2008, 2009, and 2010. The performance criteria were met, resulting in vesting of the option as to 151 shares.
- On June 28, 2004, the reporting person was granted an option to purchase 13,257 shares of common stock which vested as follows: 5716 shares on June 28, 2005; 4407 shares on June 28, 2006 and 3134 shares on June 28, 2007.
- On August 15, 2007, the reporting person was granted an option to purchase 935 shares of common stock. The option vested in 3 equal increments based upon satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2008, 2009, and 2010. The performance criteria were met, resulting in vesting of the option as to 935 shares.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2010.