Filing Details

Accession Number:
0000005768-11-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-31 16:18:23
Reporting Period:
2011-01-27
Filing Date:
2011-01-31
Accepted Time:
2011-01-31 16:18:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5768 American Science & Engineering Inc. ASEI X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) 042240991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352965 Paul Grazewski American Science And Engineering, Inc.
829 Middlesex Turnpike
Billerica MA 01821
Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-27 3,134 $20.55 12,611 No 4 M Direct
Common Stock Acquisiton 2011-01-27 312 $61.45 12,923 No 4 M Direct
Common Stock Acquisiton 2011-01-27 50 $60.66 12,973 No 4 M Direct
Common Stock Disposition 2011-01-27 3,496 $89.00 9,477 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-27 50 $0.00 50 $60.66
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-27 3,134 $0.00 3,134 $20.55
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-27 312 $0.00 312 $61.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
101 2017-09-14 No 4 M Direct
0 2014-06-28 No 4 M Direct
623 2017-08-15 No 4 M Direct
Footnotes
  1. On September 14, 2007, the reporting person was granted an option to purchase 151 shares of common stock. The option vested in 3 equal increments based upon satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2008, 2009, and 2010. The performance criteria were met, resulting in vesting of the option as to 151 shares.
  2. On June 28, 2004, the reporting person was granted an option to purchase 13,257 shares of common stock which vested as follows: 5716 shares on June 28, 2005; 4407 shares on June 28, 2006 and 3134 shares on June 28, 2007.
  3. On August 15, 2007, the reporting person was granted an option to purchase 935 shares of common stock. The option vested in 3 equal increments based upon satisfaction of certain performance criteria for each of the fiscal years ending March 31, 2008, 2009, and 2010. The performance criteria were met, resulting in vesting of the option as to 935 shares.
  4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2010.