Filing Details
- Accession Number:
- 0001209191-15-053847
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-16 16:44:52
- Reporting Period:
- 2015-06-12
- Filing Date:
- 2015-06-16
- Accepted Time:
- 2015-06-16 16:44:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-12 | 648 | $0.00 | 648 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-12 | 422 | $22.81 | 226 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-06-12 | 226 | $22.83 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-06-15 | 50 | $0.00 | 50 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-15 | 16 | $22.67 | 34 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-06-15 | 58 | $0.00 | 92 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-15 | 19 | $22.67 | 73 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-06-15 | 34 | $0.00 | 107 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-15 | 11 | $22.67 | 96 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-06-15 | 96 | $22.45 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2015-06-12 | 648 | $0.00 | 12,942 | $11.05 |
Common Stock | Restricted Stock Unit | Disposition | 2015-06-15 | 50 | $0.00 | 1,006 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2015-06-15 | 58 | $0.00 | 1,164 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2015-06-15 | 34 | $0.00 | 648 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,472 | 2013-12-12 | 2022-12-12 | No | 4 | M | Direct |
102 | 2011-12-14 | No | 4 | M | Direct | |
350 | 2012-12-14 | No | 4 | M | Direct | |
0 | 2011-06-15 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the stock options reflected in Table II and Mr. Kouninis' tax liability, which was paid by way of withholding by the Company of shares of equal value.
- Represents 5% vesting on Sunday, June 14, 2015, with the release date of Monday, June 15, 2015, the first business day following vesting. The original grant was 1006 restricted stock units, with 20% vesting on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
- Represents 5% vesting on Sunday, June 14, 2015, with the release date of Monday, June 15, 2015, the first business day following vesting. The original grant was 1164 restricted stock units, with 20% vesting on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
- Represents 5% vesting on June 15, 2015. The original grant was 648 restricted stock units, with 20% vesting on June 15, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
- Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.
- Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
- Once vested, the shares of common stock are not subject to expiration.