Filing Details
- Accession Number:
- 0001209191-15-053820
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-06-16 16:35:03
- Reporting Period:
- 2015-06-10
- Filing Date:
- 2015-06-16
- Accepted Time:
- 2015-06-16 16:35:03
- Original Submission Date:
- 2015-06-11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350102 | Ascent Solar Technologies Inc. | ASTI | Semiconductors & Related Devices (3674) | 203672603 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528101 | Ltd Group Investment Radiant Tfg | Block B, Fourth Floor, Building B No. 1 Binlang Road, Fuitan Ftz Shenzhen F4 518038 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-10 | 1,000,000 | $1.00 | 5,873,594 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- TFG Radiant Investment Group Ltd. entered into a Securities Purchase Agreement with the Issuer on June 10, 2015 to purchase 1,000,000 shares of common stock. The closing of the issuance, purchase and sale of 500,000 shares will occur no later than June 30, 2015. The issuance, purchase and sale of an additional 500,000 shares will occur on or before July 17, 2015. The Form 4 filed June 11, 2015 erroneously indicated that the initial purchase had occurred.