Filing Details

Accession Number:
0001209191-15-053820
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-06-16 16:35:03
Reporting Period:
2015-06-10
Filing Date:
2015-06-16
Accepted Time:
2015-06-16 16:35:03
Original Submission Date:
2015-06-11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350102 Ascent Solar Technologies Inc. ASTI Semiconductors & Related Devices (3674) 203672603
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528101 Ltd Group Investment Radiant Tfg Block B, Fourth Floor, Building B
No. 1 Binlang Road, Fuitan Ftz
Shenzhen F4 518038
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-10 1,000,000 $1.00 5,873,594 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. TFG Radiant Investment Group Ltd. entered into a Securities Purchase Agreement with the Issuer on June 10, 2015 to purchase 1,000,000 shares of common stock. The closing of the issuance, purchase and sale of 500,000 shares will occur no later than June 30, 2015. The issuance, purchase and sale of an additional 500,000 shares will occur on or before July 17, 2015. The Form 4 filed June 11, 2015 erroneously indicated that the initial purchase had occurred.