Filing Details
- Accession Number:
- 0001076418-15-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-16 16:05:54
- Reporting Period:
- 2015-06-12
- Filing Date:
- 2015-06-16
- Accepted Time:
- 2015-06-16 16:05:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1605997 | Northern Power Systems Corp. | NPS | Engines & Turbines (3510) | 826503088 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1076418 | N Richard Hokin | 800 Post Rd Darien CT 06820 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2015-06-12 | 213,500 | $0.74 | 213,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 1,870,260 | Indirect | Footnote |
Footnotes
- Shares are held directly by CWE LLC. Reporting Person is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Reporting person disclaims beneficial ownership of the shares held by CWE LLC.