Filing Details
- Accession Number:
- 0001140361-15-024378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-16 12:54:03
- Reporting Period:
- 2015-06-12
- Filing Date:
- 2015-06-16
- Accepted Time:
- 2015-06-16 12:54:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1275283 | Reynolds American Inc | RAI | Cigarettes (2111) | 200546644 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1303209 | Brown & Williamson Holdings, Inc. | 103 Foulk Road, Suite 117 Wilmington DE 19803 | No | No | Yes | No | |
1303523 | P.l.c. Tobacco American British | Globe House 4 Temple Place London X0 WC2R 2PG | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-12 | 77,680,259 | $60.16 | 301,014,278 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Footnotes
- This Form 4 is being filed jointly by British American Tobacco p.l.c. ("BAT") and Brown & Williamson Holdings, Inc. ("B&W") with regard to their beneficial ownership of certain shares of common stock, par value $0.0001 per share, of Reynolds American Inc. (the "Issuer"). B&W is a wholly owned subsidiary of BATUS Holdings Inc., which is a wholly owned subsidiary of Louisville Securities Limited ("Louisville"). Louisville is a wholly owned subsidiary of British-American Tobacco (Holdings) Limited, which is a wholly owned subsidiary of B.A.T. Industries p.l.c., which is a wholly owned subsidiary of Weston (2009) Limited, which is a wholly owned subsidiary of British American Tobacco (2009) Limited, which is a wholly owned subsidiary of British American Tobacco (1998) Limited, which is a wholly owned subsidiary of BAT.
- Louisville is the record and direct beneficial owner of 77,680,259 shares of common stock of the Issuer (the "Louisville owned shares"), which it acquired on June 12, 2015. B&W is the record and direct beneficial owner of 223,334,019 shares of common stock of the Issuer (the "B&W owned shares" and, together with the Louisville owned shares, the "Shares"). BAT and B&W last filed a Form 4 in relation to their beneficial ownership of the B&W owned shares with the Securities and Exchange Commission (the "SEC") on May 29, 2014. Louisville intends to file a Form 3 with the SEC in relation to its direct beneficial ownership of the Louisville owned shares.
- Louisville and BATUS Holdings Inc. may be considered to be indirect beneficial owners of the B&W owned shares by virtue of their direct and indirect ownership respectively of all of the equity and voting power of B&W. British-American Tobacco (Holdings) Limited, B.A.T. Industries p.l.c., Weston (2009) Limited, British American Tobacco (2009) Limited, British American Tobacco (1998) Limited and BAT may be considered to be indirect beneficial owners of the Shares by virtue of their direct and indirect ownership of all of the equity and voting power of Louisville and B&W.