Filing Details

Accession Number:
0001354488-15-003005
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-16 09:15:40
Reporting Period:
2015-06-16
Filing Date:
2015-06-16
Accepted Time:
2015-06-16 09:15:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1358656 Millennium Investment & Acquisition Co Inc. SMCG Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479527 H David Lesser 301 Winding Road
Old Bethpage NY 11804
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-15 2,999 $0.52 3,256,368 No 4 P Direct
Common Stock Acquisiton 2015-06-15 6,550 $0.59 3,262,918 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The total common stock owned after the acquisition reported on this Form 4 includes the indirect ownership of 901,139 shares held by Hudson Bay Partners, LP which Mr. Lesser owns 100% of and has a reportable indirect beneficial ownership interest in such shares; 306,140 shares held by HBP PW LLC which Mr. Lesser has a reportable indirect beneficial ownership interest; 327,699 shares held by HBP PW LLC which Mr. Lesser has a reportable indirect beneficial ownership interest; and 327,699 shares held by HBP PW 2 LLC which Mr. Lesser has a reportable indirect beneficial ownership interest.