Filing Details
- Accession Number:
- 0001209191-15-053425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-15 18:13:34
- Reporting Period:
- 2015-06-11
- Filing Date:
- 2015-06-15
- Accepted Time:
- 2015-06-15 18:13:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1598665 | Heritage Insurance Holdings Inc. | HRTG | Fire, Marine & Casualty Insurance (6331) | 455338504 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1552968 | Bruce Lucas | C/O Heritage Insurance Holdings, Inc. 2600 Mccormick Drive Suite 300 Clearwater FL 33759 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-06-11 | 20,051 | $22.30 | 21,854 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-12 | 31,254 | $22.13 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 268,750 | Indirect | See Footnote |
| Common Stock | 117,055 | Direct | |
| Common Stock | 22,418 | Indirect | See Footnote |
| Common Stock | 582,682 | Indirect | See Footnote |
Footnotes
- The sales reported on this line were made pursuant to a 10b5-1 plan adopted by the Reporting Person on March 9, 2015.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.11 and $22.40 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- Shares of common stock reported on this line are held by Mr. Lucas and his wife as tenants by the entirety.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.00 and $22.30 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- Amount of shares beneficially owned adjusted due to an inadvertent administrative error.
- Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
- Shares of common stock reported on this line are held by Mr. Lucas' wife.
- Shares of common stock reported on this line are held by the Bruce Lucas Irrevocable Grantor Retained Annuity Trust of 2014.
Billionaire Hedge Funds
