Filing Details
- Accession Number:
- 0001209191-15-053356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-15 16:48:14
- Reporting Period:
- 2015-06-11
- Filing Date:
- 2015-06-15
- Accepted Time:
- 2015-06-15 16:48:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1544206 | Carlyle Gms Finance Inc. | NONE | () | 454727439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1608532 | Orit Mizrachi | 520 Madison Avenue 38Th Floor New York NY 10022 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-11 | 50 | $19.48 | 576 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-06-11 | 127 | $0.00 | 703 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct |
Footnotes
- Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan.