Filing Details
- Accession Number:
- 0001140361-15-024291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-15 16:13:39
- Reporting Period:
- 2015-06-11
- Filing Date:
- 2015-06-15
- Accepted Time:
- 2015-06-15 16:13:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561387 | Health Insurance Innovations Inc. | HIIQ | Insurance Agents, Brokers & Service (6411) | 461282634 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216803 | G Paul Gabos | 15438 North Florida Avenuie Suite 201 Tampa FL 33613 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-06-11 | 3,344 | $4.85 | 27,398 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2015-06-12 | 6,656 | $5.00 | 34,054 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Appreciation Rights | $11.73 | 2020-03-08 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-03-08 | 20,000 | 20,000 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These securities were purchased in multiple transactions at prices ranging from $4.85 to $4.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the range set forth herein.
- The price reported in column 4 is a weighted average price. These securities were purchased in multiple transactions at prices ranging from $4.90 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the range set forth herein.
- Includes 9,054 restricted shares granted under the Issuer's Long Term Incentive Plan ("Plan") which are scheduled to vest 50% on May 19, 2016 and 50% on May 19, 2017, subject to the terms and conditions of the Plan and a Restricted Stock Award Agreement under the Plan.
- These stock-settled stock appreciation rights were granted under the Issuer's Long Term Incentive Plan and became fully vested on May 1, 2015, subject to the terms of the Plan and an award agreement under the Plan.