Filing Details

Accession Number:
0001140361-15-024291
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-15 16:13:39
Reporting Period:
2015-06-11
Filing Date:
2015-06-15
Accepted Time:
2015-06-15 16:13:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561387 Health Insurance Innovations Inc. HIIQ Insurance Agents, Brokers & Service (6411) 461282634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216803 G Paul Gabos 15438 North Florida Avenuie
Suite 201
Tampa FL 33613
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-06-11 3,344 $4.85 27,398 No 4 P Direct
Class A Common Stock Acquisiton 2015-06-12 6,656 $5.00 34,054 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Appreciation Rights $11.73 2020-03-08 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-08 20,000 20,000 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These securities were purchased in multiple transactions at prices ranging from $4.85 to $4.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the range set forth herein.
  2. The price reported in column 4 is a weighted average price. These securities were purchased in multiple transactions at prices ranging from $4.90 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the range set forth herein.
  3. Includes 9,054 restricted shares granted under the Issuer's Long Term Incentive Plan ("Plan") which are scheduled to vest 50% on May 19, 2016 and 50% on May 19, 2017, subject to the terms and conditions of the Plan and a Restricted Stock Award Agreement under the Plan.
  4. These stock-settled stock appreciation rights were granted under the Issuer's Long Term Incentive Plan and became fully vested on May 1, 2015, subject to the terms of the Plan and an award agreement under the Plan.