Filing Details
- Accession Number:
- 0001127602-15-020611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-12 17:50:16
- Reporting Period:
- 2015-06-10
- Filing Date:
- 2015-06-12
- Accepted Time:
- 2015-06-12 17:50:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901737 | D Howard Schultz | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-10 | 200,000 | $18.38 | 32,761,814 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-10 | 200,000 | $52.82 | 32,561,814 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-06-10 | 200,000 | $0.00 | 200,000 | $18.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
888,436 | 2007-11-20 | 2016-11-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,000,000 | Indirect | by spouse |
Common Stock | 2,000,000 | Indirect | by GRAT |
Common Stock | 500,000 | Indirect | by GRAT |
Common Stock | 500,000 | Indirect | by spouse |
Common Stock | 590,000 | Indirect | Family Owned LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $52.8244 to $52.8247. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 1,088,436 shares, became exercisable in two increments of 272,110 shares each on November 20, 2007 and November 20, 2008, and two increments of 272,108 shares each on November 20, 2009 and November 20, 2010. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.