Filing Details
- Accession Number:
- 0001209191-15-052576
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-11 21:58:29
- Reporting Period:
- 2015-06-09
- Filing Date:
- 2015-06-11
- Accepted Time:
- 2015-06-11 21:58:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1107421 | Ziopharm Oncology Inc | ZIOP | Services-Specialty Outpatient Facilities, Nec (8093) | 841475642 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1038704 | Francois Lebel | C/O Ziopharm Oncology, Inc., Navy Yard One First Ave., Bldg #34 Boston MA 02129 | Executive Vice President R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-09 | 50,000 | $4.34 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-09 | 50,000 | $10.12 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-06-09 | 50,000 | $0.00 | 50,000 | $4.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2023-12-30 | No | 4 | M | Direct |
Footnotes
- The option is vested with respect to 50,000 shares; the option vests with respect to the remaining 100,000 shares on 12/31/2015 and 12/31/2016.
Billionaire Hedge Funds
