Filing Details
- Accession Number:
- 0001579252-15-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-11 19:52:37
- Reporting Period:
- 2015-06-09
- Filing Date:
- 2015-06-11
- Accepted Time:
- 2015-06-11 19:52:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579252 | Jason Industries Inc. | JASN | Miscellaneous Manufacturing Industries (3990) | 462888322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315323 | John Rutledge | 411 East Wisconsin Ave Suite 2100 Milwaukee WI 53202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-09 | 4,000 | $6.69 | 9,000 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 90,470 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $12.00 | 2014-08-14 | 2019-06-30 | 10,000 | 10,000 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 9,627 | 9,627 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-06-30 | 10,000 | 10,000 | Direct |
9,627 | 9,627 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.677 to $6.6999. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The time-vesting restricted stock units vest on the one (1) year anniversary following July 9, 2014, provided that Dr. Rutledge has not been terminated prior to the applicable vesting date. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon Dr. Rutledge's termination for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that Dr. Rutledge has not been terminated prior to such change of control.