Filing Details
- Accession Number:
- 0001181431-15-008178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-11 18:21:55
- Reporting Period:
- 2015-06-09
- Filing Date:
- 2015-06-11
- Accepted Time:
- 2015-06-11 18:21:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501756 | Avalanche Biotechnologies Inc. | [AAVL] | Biological Products, (No Disgnostic Substances) (2836) | 205258327 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614869 | S. Mark Blumenkranz | C/O Avalanche Biotechnologies, Inc. 1035 O'Brien Drive, Suite A Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-06-09 | 15,300 | $35.52 | 532,689 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-09 | 7,000 | $36.20 | 525,689 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-09 | 200 | $37.35 | 525,489 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-10 | 600 | $39.91 | 524,889 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,531 | Indirect | See Footnote |
Common Stock | 10,531 | Indirect | See Footnote |
Common Stock | 10,531 | Indirect | See Footnote |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- This transaction was executed in multiple trades in prices ranging from $35.0450 to $36.0400, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This transaction was executed in multiple trades in prices ranging from $36.0500 to $37.0000, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This transaction was executed in multiple trades in prices ranging from $37.2200 to $37.4800, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This transaction was executed in multiple trades in prices ranging from $39.9000 to $39.9800, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares are held directly by the Carla Helene Blumenkranz Irrevocable Trust.
- The shares are held directly by the Erik Davis Blumenkranz Irrevocable Trust.
- The shares are held directly by the Scott Aubrey Blumenkranz Irrevocable Trust.