Filing Details
- Accession Number:
- 0001144204-15-036789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-11 17:47:32
- Reporting Period:
- 2015-06-02
- Filing Date:
- 2015-06-11
- Accepted Time:
- 2015-06-11 17:47:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
897802 | Special Opportunities Fund Inc. | SPE | (0) | 133702911 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472352 | H Ben Harris | C/O Special Opportunities Fund, Inc. 915 East Michigan Street Milwaukee WI 53202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-02 | 1,000 | $15.50 | 4,557 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-06-03 | 2,200 | $15.54 | 6,757 | No | 4 | P | Direct | |
Common Stock | Disposition | 2015-06-08 | 6,201 | $15.54 | 0 | No | 4 | S | Indirect | By NHI II, LLC |
Common Stock | Acquisiton | 2015-06-08 | 6,201 | $15.54 | 6,201 | No | 4 | P | Indirect | By HHI II, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Indirect | By NHI II, LLC |
No | 4 | P | Indirect | By HHI II, LLC |
Footnotes
- In 2014, the Reporting Person received 769 shares of common stock in exchange for 207 shares of preferred stock which he held.
- Under the Issuer's Dividend Reinvestment Plan, the Reporting Person reinvested cash dividends in common stock. The dividends were not previously reported on a Form 4
- Under the Issuer's Dividend Reinvestment Plan, NHI II, LLC reinvested cash dividends in common stock. The dividends were not previously reported on a Form 4; the dividend amount was 1,201 shares.