Filing Details

Accession Number:
0001209191-15-052380
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-11 17:38:43
Reporting Period:
2015-06-09
Filing Date:
2015-06-11
Accepted Time:
2015-06-11 17:38:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1598665 Heritage Insurance Holdings Inc. HRTG Fire, Marine & Casualty Insurance (6331) 455338504
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552968 Bruce Lucas C/O Heritage Insurance Holdings, Inc.
2600 Mccormick Drive Suite 300
Clearwater FL 33759
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-09 13,800 $22.04 126,800 No 4 S Direct
Common Stock Disposition 2015-06-10 84,895 $22.10 41,905 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 268,750 Indirect See Footnote
Common Stock 117,055 Direct
Common Stock 22,418 Indirect See Footnote
Common Stock 582,682 Indirect See Footnote
Footnotes
  1. The sales reported on this line were made pursuant to a 10b5-1 plan adopted by the Reporting Person on March 9, 2015.
  2. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.00 and $22.09 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
  3. Shares of common stock reported on this line are held by Mr. Lucas and his wife as tenants by the entirety.
  4. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.00 and $22.24 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
  5. Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
  6. Shares of common stock reported on this line are held by Mr. Lucas' wife.
  7. Shares of common stock reported on this line are held by the Bruce Lucas Irrevocable Grantor Retained Annuity Trust of 2014.